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Jun 27, 2024
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LAW 615 - Law for Financial Professionals
A study of basic legal and ethical issues relative to finance law including contracts, business forms (sole proprietors, partnerships, limited liability companies, franchises, corporations), securities offerings and investor protection (security laws including Sarbanes-Oxley), corporate governance, accounting and auditing regulation, banking, negotiable instruments and checks, creditor’s rights, bankruptcy, agency, insurance and special topics such as liability of accountants.
Credit Hours: 3 hrs
Grade Mode: Normal (A-F)
Typically offered Fall (Evening) and Winter (Weekend)
Last Updated:
Course Rotation 8/2014
Summer 2024 Course Sections
Fall 2024 Course Sections
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