| |
Feb 05, 2025
|
|
|
|
|
LAW 615 Law for Financial Professionals
A study of basic legal and ethical issues relative to finance law including contracts, business forms (sole proprietors, partnerships, limited liability companies, franchises, corporations), securities offerings and investor protection (security laws including Sarbanes-Oxley), corporate governance, accounting and auditing regulation, banking, negotiable instruments and checks, creditor’s rights, bankruptcy, agency, insurance and special topics such as liability of accountants.
Credit 3 hrs Not repeatable for additional credit
Grade Mode Normal (A-F) Course Rotation Fall (in-person, occasionally online)
Prerequisites -
Restriction by Major -
Restriction by Degree Type - Graduate standing
Equivalent Course(s) -
Course History -
Class-level restriction updated 11/2019; Course Rotation added 8/2014
Winter 2025 Course Sections
Fall 2024 Course Sections
Add to Portfolio (opens a new window)
|
|
